Direct-Access Broker

  

Categories: Trading, Stocks, Bonds

If you’ve heard of a full-service broker...you know, the ones that offer investing advice and supposedly have some legit research up their sleeves...a direct-access broker is on the opposite end of the broker scale.

Direct-access brokers are efficient AF. Their priority is speed and order execution via high-tech software (electronic communication networks), and they don’t offer investment advice straight up. Direct-access brokers are more of a surrogate for their clients, giving them direct access to trade on markets they otherwise wouldn’t be able to trade on as easily.

Direct-access brokers have really given full-service brokers a run for their money, with low fees and extras, like interactive charts, streaming quotes, and other real-time features technology and the internet have given us.

Related or Semi-related Video

Finance: What is Electronic Communicatio...12 Views

00:00

Finance a la shmoop what is the electronic communication network or ECN?

00:09

all right it's the computerized and wired version of this for a small fee [Large computer network]

00:15

traders can plug in to a network to trade stocks you know think about it

00:20

like Facebook for stock traders only with less political ranting and fewer

00:24

photographs of babies and freshly cooked meat generally well generally speaking [A pan of meat and potato's appear]

00:29

ECNs are "off-market" that is they aren't really directly part of

00:35

an established trading system like the New York Stock Exchange or Nasdaq or one

00:39

of the other blessed exchanges they connect market makers directly to third

00:44

parties allowing them to trade to their heart's content there aren't a lot of

00:48

actual physical hands at work here most of the limit orders are matched

00:53

electronically the network charges its fee the transaction is processed and [Company share price appears]

00:58

life moves on so think about it like it's 2:00 a.m. on a Saturday and Joe who

01:03

likes to trade in his underwear don't ask us why it's just dying to sell a [Joe sits down at PC]

01:07

hundred shares of coke to Betty who likes to trade while head-banging to Led

01:12

Zep and you know likes to trade with Achmed who's saving money for an air

01:17

conditioner yeah well no sweat so this is perfect for anyone who wants to

01:21

become active in the trading of stocks but hates any kind of physical human [Man waving to woman and woman walks by]

01:26

interaction yeah don't worry the robot rebellion will soon be upon us and ECNs

01:31

will rule the roost

Up Next

Finance: What does a stock broker do?
19 Views

What does a stockbroker do? Stockbrokers use money from investors to invest in the stock market. Their first job is to go out and find these client...

Finance: What is a Full-Service Broker?
3 Views

What is a Full-Service Broker? A full-service broker is an institution that operates as a broker-dealer. They are licensed to do just about anythin...

Finance: What is a Floor Broker v. Floor Trader
13 Views

What is a Floor Broker vs. Floor Trader? Both floor brokers and floor traders execute trades on the exchange floor, the difference is who they exec...

Find other enlightening terms in Shmoop Finance Genius Bar(f)