Gut Spread

  

Categories: Banking

A “gut spread” might sound like a good name for what happens when we habitually eat too many pizza rolls, but in the financial world, it means something very, very different.

A “gut spread” is a type of option spread, and in this scenario, our options are called “guts” because our put and call options are both in-the-money: our call option’s strike price is below market value and our put option’s strike price is above market value. Being in-the-money also means that these options are a little more expensive than their out-of-the-money kin; they have more intrinsic value, which is also why they’re referred to as “guts.” They’re hearty. If we buy both puts and calls, it’s a long gut spread; if we sell both puts and calls, it’s a short gut spread.

Why? Let’s say there’s a new ocean clean-up company on the scene that we’ve been looking at. They’ve got a unique business model for removing plastic from the water that involves ginormous, floating Roomba-looking things, and we’re not sure whether they’re going to be successful or not. In this situation, we might go with a long gut spread: we’re not sure whether the price of their stock will go up or down, but we’re sure it’s going to do one of the two in a big way, and we’re gonna make some money on it.

On the other hand, let’s consider Taxidonculous, a company that makes tax accounting software. Their stock has been humming along with no major fluctuations for a while now, and we expect that trend to continue. In this case, we might go with a short gut spread: we’ll get paid hefty premiums up front, since our options are in-the-money, and we’ll also probably (hopefully) avoid losing money since the stock price is relatively stable.

Related or Semi-related Video

Finance: What are stock options in 90 se...0 Views

00:00

Finance allah shmoop what are stock options in ninety seconds

00:05

or less Here's a stock ibm not the tech company

00:11

This one makes an anti constipation drug It's trading at

00:14

one hundred eighty bucks a share Okay so here's an

00:16

option of buy a share of ibm anytime in roughly

00:19

the next three months For one hundred ninety dollars a

00:21

share it's called a call option If you really believe

00:24

the ibm will go to say two hundred dollars a

00:26

share in the next three months well you'd be what's

00:28

called ten dollars in the money then or then have

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a stock option or call option with a strike price

00:34

of one hundred ninety dollars which would then have intrinsic

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value of ten bucks a share On the other end

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of the buy sell desk is the gal willing to

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sell you that call option for three bucks Three bucks

00:45

a premium So gut check time Would you pay three

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dollars for the right to buy a share if ibm

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for ten dollars higher than where the stock's trading now

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today Meaning that to break even in the next three

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months the stock has to trade all the way up

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from one hundred eighty dollars a share to one hundred

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ninety three dollars a share jobs for you to get

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your money back but it goes to two hundred two

01:06

share Well if you sell that option you'll have invested

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three bucks a share for a net return of seven

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bucks in just three months or less And yes we're

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ignoring commissions and taxes here because well in problems like

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this or just a in the book but three dollars

01:19

into seven only three months Yeah that's a great score

01:21

You'd have more than doubled your money And on an

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annualized return basis that's over a nine hundred percent dish

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return really good score but with a much more likely

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case that you spend three bucks to buy the option

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and it expires totally worthless And then you've lost your

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entire investment in that option So that's a call option

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It's evil twin is a put option So whereas a

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call options the rightto by a security to set price

01:45

by a certain set date a put option is the

01:47

right to sell that option We'd go into more detail

01:49

here but we're promised ninety seconds

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