Dashboard
Review Topics
Drills
Practice Exams
Flashcards
Vocabulary
Some of my friends recommend clenching and unclenching my buttocks during the exam. Personally, I prefer not to receive advice about my hindquarters during times of stress.

Phase 1: Registration

Dashboard > Chapter 3: Going Public > Phase 1: Registration

Phase 1: Registration

IPO/Shmipieau: An IPO In Three Slices

An IPO, legally, is divided into three component parts: Registration, Cooling, and Sales.

IPO Registration

The securities you are selling (those in BUBB) must be registered. Ooh. Scary, Big Brother-y word. What does "registered" mean? Well, the '33 Act just outlines the picayune elements that must be disclosed and provides criminal penalties for the courts to toss you in jail if you commit fraud. The registration statement is the document that is filed...

Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!

$14.99
Next: Phase 2: Cooling  
  Prev: The IPO Process