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Rules against insider trading were established by the
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We'll give you the first and last question on this exam. So you know we actually did the whole thing.
Under Sarbanes-Oxley, who within the company must sign the financial statements?
Let's keep things simple here. Assume that The Sauce Company was already publicly-traded and had 1,500,000 shares outstanding. Mr. Wu has held his 50,000 shares for 1 year. He files Form 144 on August 22. Previous weekly trading volume in The Sauce's restricted shares is as follows:
How many shares can Mr. Wu sell under Rule 144?
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