ShmoopTube
Where Monty Python meets your 10th grade teacher.
Search Thousands of Shmoop Videos
Bonds Videos 389 videos
How are risk and reward related? Take more risk, expect more reward. A lottery ticket might be worth a billion dollars, but if the odds are one in...
What is Collateralized Mortgage Obligation (CMO)? A CMO is a mortgage bond that consists of a large number of different individual mortgages bundle...
What are kickbacks? Well, they're things we don't get for working at Shmoop, that's for sure. Hit play to find out more.
Finance: What is a registration statement? 2 Views
Share It!
Description:
What is a registration statement? A registration statement is the set of documents that accompany a filing of securities with the SEC for sale in the public markets. There are various types of registration statements that bear different designations. For example, the S-1 statement pertains to shares being registered in an IPO. A Form 10 registration statement requires the filing company to regularly file 10-Q quarterly and 10-K annual financial reports as per the regulations for fully reporting companies.
- Social Studies / Finance
- Finance / Financial Responsibility
- College and Career / Personal Finance
- Life Skills / Personal Finance
- Finance / Finance Definitions
- Life Skills / Finance Definitions
- Finance / Personal Finance
- Courses / Finance Concepts
- Subjects / Finance and Economics
- Finance and Economics / Terms and Concepts
- Terms and Concepts / Accounting
- Terms and Concepts / Bonds
- Terms and Concepts / Financial Theory
- Terms and Concepts / Incorporation
- Terms and Concepts / Insurance
- Terms and Concepts / Tax
Transcript
- 00:00
finance a la shmoop what is a registration statement....Hi I'm a
- 00:08
registration statement okay there I said [Uncle Sam poster talking]
- 00:10
it that's a registration statement alright
- 00:12
what am I good for well if you want to go public that is raise money from Joe [Joe Sixpack and Josephine Sixpack appear]
- 00:17
Sixpack and his wife Josephine well then you have to jump through all kinds of
Full Transcript
- 00:21
hoops the most important of which is that you have to file a prospectus with
- 00:25
the Securities Exchange Commission or SEC all right what's a prospectus[Prospectus with SEC badge]
- 00:30
it used to be an amateur spectus but the well then it took some continuing ed
- 00:34
classes owned expecting skills and it turned pro and took money all
- 00:38
right well a prospectus basically just outlines all of the information that the
- 00:42
SEC deems is key to the offering like trailing revenues and profits and growth
- 00:48
the units sold, any lawsuits outstanding against the company, distribution,
- 00:53
contracts with vendors patents who the management is debts owed and on and on [examples of what is outlined in a prospectus]
- 00:59
why the need for all this registration well because so many unsuspecting
- 01:04
investors who likely didn't watch this video well they got taken taken in the [Person picks up red phone]
- 01:09
past yeah farmers, not educated government came to their aid they
- 01:12
invested in some sleazy thing that wasn't run through the SEC and now
- 01:16
they're walking around in a barrel saying we'll uh shmoop for food yeah [Man walking in a barrel]
- 01:21
good luck you know the phrase a barrel of fun yeah this is not what it's
- 01:24
referring to [Man walking inside a barrel and a tiger appears]
Related Videos
GED Social Studies 1.1 Civics and Government
What is bankruptcy? Deadbeats who can't pay their bills declare bankruptcy. Either they borrowed too much money, or the business fell apart. They t...
What's a dividend? At will, the board of directors can pay a dividend on common stock. Usually, that payout is some percentage less than 100 of ear...
How are risk and reward related? Take more risk, expect more reward. A lottery ticket might be worth a billion dollars, but if the odds are one in...