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Finance: What is an Affiliated Person or Affiliated Investor? 3 Views
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What is an Affiliated Person or Affiliated Investor? An affiliated person is known as an insider in the financial world. These are the people who have a large influence over a corporation, like the board of directors and high stake shareholders.
- Social Studies / Finance
- Finance / Financial Responsibility
- College and Career / Personal Finance
- Life Skills / Personal Finance
- Finance / Finance Definitions
- Life Skills / Finance Definitions
- Finance / Personal Finance
- Courses / Finance Concepts
- Subjects / Finance and Economics
- Finance and Economics / Terms and Concepts
- Terms and Concepts / Board of Directors
- Terms and Concepts / Company Management
- Terms and Concepts / Entrepreneur
- Terms and Concepts / Ethics/Morals
- Terms and Concepts / Incorporation
- Terms and Concepts / Investing
- Terms and Concepts / IPO
- Terms and Concepts / Marketing
- Terms and Concepts / Metrics
- Terms and Concepts / Mutual Funds
- Terms and Concepts / Regulations
- Terms and Concepts / Stocks
- Terms and Concepts / Trading
Transcript
- 00:00
finance a la shmoop - What is an affiliated person or affiliated investor
- 00:08
ah Phil he eight ed.. affiliated meaning with or connected to or legally
- 00:15
conjoined at the hip that's affiliated well why does the concept even matter or
- 00:21
exists in finance land well because too many times in the dark [Ancient ornament appears]
- 00:24
days before the SEC was invented family members seemed to always get spectacular
Full Transcript
- 00:30
breaks in knowing just when to buy stock right before the big merger happened
- 00:36
well the SEC took notice and basically declared that affiliated people like
- 00:41
family members or people living under the same roof or connected in various
- 00:45
and sundry other you know close means well all of them would be treated more [The Daily Shmoop newspaper page]
- 00:50
or less as the same person as far as the law was concerned they created this
- 00:55
notion of an affiliate so that Joe Sixpack would have at least as fair a [Joe Sixpack appears]
- 00:59
chance to get positive investment returns at least as close as you know
- 01:03
the the close-knit cousin living in the guest home of the CEO of whatever
- 01:08
dot-com only back then it was just called whatever simply said if you're an
- 01:12
affiliate of an insider ie someone who can't just buy and sell shares of a
- 01:17
given company whenever they want because they have inside knowledge then you the
- 01:21
affiliate are legally treated as if you yourself are the insider that's an [Insider and affiliate side by side]
- 01:26
affiliate so don't let what happen to Phil happen to you [Phil standing behind bars]
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